EK Global Consulting has significant experience across a diverse range of clients including  ASX listed companies, fund managers, industry and retail super funds, private wealth management firms, boutiques, not for profits and member advocacy organisations.

Client CASE STUDIES

Not-for Profit Start Up

  •  Assisting an NFP start up to review the proposed operating framework and provide a recommendation in relation to the preferred framework to support its business goals and objectives in the most efficient manner while remaining within the appropriate regulatory framework.

Mature Not For Profit

  • Assisting NFP in implementation of Risk Management Frameworks including implementation of Risk Appetite statement and development of ongoing review process through Risk and Compliance Committee.

Start Up Investment Manager

  • Build out of operational processes for start up macro investment manager including Governance and Entity Structure,  Investment Management Agreements, Risk and Compliance Plan (including supporting processes) and AML program.

ASX Listed Integrated Financial Services

  • Review and update of the Governance, Risk and Compliance frameworks and management reporting for an ASX Listed integrated financial services firm.

Global Long/Short Equity Asset Manager

  • Outsourced COO/CRO role to support asset manager start up including front to back process build and ongoing management through early stage growth.

Top 5 Industry Super Fund

  • Strategic review of Risk Management Plan focusing on delivering alignment with the business’s strategic goals. Ongoing advisory and mentoring role to CRO.

Leading Financial Services Member Association

  • Design and implementation of the operating model for the risk based supervisory and oversight processes for the first ASIC approved financial services code (Ongoing Fee Code) including ensuring compliance with Regulatory Guide 183.

Large Private Wealth Manager

  • Design and implementation of Governance, Risk and Compliance framework and processes to support newly created private client advisory business.

Large Private Wealth Manager

  • Design and implementation of Governance, Risk and Compliance framework and processes to support newly created private client advisory business.

Boutique Private Wealth Manager

  • Review and update of Governance, Risk and Compliance framework and processes. Strategic review of business operating model. Ongoing outsourced COO and CFO role.